Susan is the Wealth Management Service Director at Lobo & Pascale Wealth Management, LLC headquartered in Wallingford, CT.
Susan is fully licensed with her FINRA Series 7 General Securities Registration, Series 24 General Securities Principal, Series 53, Municipal Securities Principal, Series 63 and 65 registrations, and her Connecticut State Life/Health and Variable Contracts licenses (securities registrations held through Commonwealth Financial Network). With more than 26 years in the financial services industry, Susan has the expertise to provide exceptional customer services to clients, from problem solving to trade execution.
Susan began her career in the early 1990’s at Smith Barney as a Registered Sales Assistant and then worked at UBS (formally PaineWebber), where she held a variety of positions including trading, supporting client administration and operations. She was the team manager of 7 and she worked closely with assisting high net worth clients with administrative needs and services. She went on to work for Westport Resources Investment Services for 16 years. She held multiple positions including Registered Investment Associate, Director of Operations, Investment Advisor Representative, Portfolio Manager, Director of Sales Practice Compliance, and then became the Chief Compliance Officer until the firm was sold in 2018. She is a graduate from Boston University with a Bachelor of Science in Business Administration degree.